-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxTcaPKRwrzGkzoCARJ42OuLeneYKIBKNw+nR9dKeJDw+CjPVPg26h/hKWFJVKHq kwdjNRy/ocGVKaHIEvHG2Q== 0001193125-08-023186.txt : 20080208 0001193125-08-023186.hdr.sgml : 20080208 20080207181852 ACCESSION NUMBER: 0001193125-08-023186 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080207 GROUP MEMBERS: DAVID R. JARVIS GROUP MEMBERS: MALCOLM F. MACLEAN IV FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MERCURY REAL ESTATE ADVISORS LLC CENTRAL INDEX KEY: 0001264188 IRS NUMBER: 113677992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 100 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Dekania Corp. CENTRAL INDEX KEY: 0001363202 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 841703721 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82538 FILM NUMBER: 08586371 BUSINESS ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: (215) 701-9555 MAIL ADDRESS: STREET 1: 2929 ARCH STREET STREET 2: SUITE 1703 CITY: PHILADELPHIA STATE: PA ZIP: 19104 FORMER COMPANY: FORMER CONFORMED NAME: Dekania Acquisition Corp. DATE OF NAME CHANGE: 20060517 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 1 TO SCHEDULE 13G Amendment No. 1 to Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G/A

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)*

 

 

DEKANIA CORP.

 

(Name of Issuer)

COMMON STOCK, PAR VALUE $0.0001 PER SHARE

 

(Title or Class of Securities)

 

 

24488U203

                                (CUSIP Number)                                

December 31, 2007

 

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 24488U203

   13G/A    Page 2 of 8

 

  1  

NAMES OF REPORTING PERSONS

 

            Mercury Real Estate Advisors LLC

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

 

  5    SOLE VOTING POWER

 

                —0—

 

  6    SHARED VOTING POWER

 

                —0—

 

  7    SOLE DISPOSITIVE POWER

 

                —0—

 

  8    SHARED DISPOSITIVE POWER

 

                —0—

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            —0—

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(SEE INSTRUCTIONS)

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            0%

   
12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            OO—Limited Liability Company

   

 


CUSIP No. 835438409

   13G/A    Page 3 of 8

 

  1  

NAMES OF REPORTING PERSONS

 

            David R. Jarvis

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

 

  5    SOLE VOTING POWER

 

                —0—

 

  6    SHARED VOTING POWER

 

                —0—

 

  7    SOLE DISPOSITIVE POWER

 

                —0—

 

  8    SHARED DISPOSITIVE POWER

 

                —0—

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            —0—

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(SEE INSTRUCTIONS)

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            0%

   
12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            IN

   

 


CUSIP No. 835438409

   13G/A    Page 4 of 8

 

  1  

NAMES OF REPORTING PERSONS

 

            Malcolm F. MacLean IV

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH:  

 

 

  5    SOLE VOTING POWER

 

                —0—

 

  6    SHARED VOTING POWER

 

                —0—

 

  7    SOLE DISPOSITIVE POWER

 

                —0—

 

  8    SHARED DISPOSITIVE POWER

 

                —0—

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            —0—

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(SEE INSTRUCTIONS)

 

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            0%

   
12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            IN

   

 


CUSIP No. 24488U203

   13G/A    Page 5 of 8

 

Item 1

 

(a).

   Name of Issuer:
     Dekania Corp. (the “Issuer”).

Item 1

 

(b).

   Address of Issuer’s Principal Executive Offices:
    

2929 Arch Street, Suite 1703

Philadelphia, PA 19104

Item 2

 

(a).

   Name of Person Filing:
     This Schedule 13G is being jointly filed by:
    

(i)      Mercury Real Estate Advisors LLC, a Delaware limited liability company and registered investment adviser (“Mercury Advisors”), with respect to the shares of Common Stock (as defined below) of the Issuer held by certain private investment funds and/or managed accounts (collectively, the “Funds”), of which Mercury Advisors is the investment adviser. Mercury Advisors has investment discretion with respect to the shares of Common Stock of the Issuer held by the Funds. Messrs. Jarvis and MacLean are the Managing Members of Mercury Advisors.

    

(ii)     David R. Jarvis, a Managing Member of Mercury Advisors, with respect to the shares of Common Stock of the Issuer held by the Funds.

    

(iii)   Malcolm F. MacLean IV, a Managing Member of Mercury Advisors, with respect to the shares of Common Stock of the Issuer held by the Funds.

Item 2

 

(b)

  

Address of Principal Business Office or, if None, Residence:

 

Three River Road

Greenwich, CT 06807

Item 2

 

(c)

   Citizenship:
    

(i)       Mercury Real Estate Advisors LLC is a Delaware limited liability company.

    

(ii)      Mr. Jarvis is a United States citizen.

    

(iii)     Mr. MacLean is a United States citizen.

 

Item 2

 

(d).

  

Title of Class of Securities:

 

Common Stock, par value $0.0001 per share (the “Common Stock”)

     

Item 2

 

(e).

  

CUSIP Number:

24488U203

 

     

Item 3.

  If this statement is filed pursuant to rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act.
  (e)    ¨    Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
  (f)    ¨    Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
  (g)    ¨    Parent holding company or control person, in accordance with Rule 13d-1(b)(1)(ii)(G).
  (h)    ¨    Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
  (i)    ¨    Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 


CUSIP No. 835438409

   13G/A    Page 6 of 8

 

Item 4.

  

Ownership:

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

Mercury Real Estate Advisors LLC:

     
   (a)    Amount beneficially owned: None      
   (b)    Percent of class: 0%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or direct the vote: None      
      (ii)    Shared power to vote or direct the vote: None      
      (iii)    Sole power to dispose or to direct the disposition of: None      
      (iv)    Shared power to dispose or to direct the disposition of: None      
   David R. Jarvis:      
   (a)    Amount beneficially owned: None      
   (b)    Percent of class: 0%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or direct the vote: None      
      (ii)    Shared power to vote or direct the vote: None      
      (iii)    Sole power to dispose or to direct the disposition of: None      
      (iv)    Shared power to dispose or to direct the disposition of: None      
   Malcolm F. MacLean IV:      
   (a)    Amount beneficially owned: None      
   (b)    Percent of class: 0%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or direct the vote: None      
      (ii)    Shared power to vote or direct the vote: None      
      (iii)    Sole power to dispose or to direct the disposition of: None      
      (iv)    Shared power to dispose or to direct the disposition of: None      

Item 5.

  

Ownership of Five Percent or Less of a Class:

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.

  

Item 6.

  

Ownership of More Than Five Percent on Behalf of Another Person:

 

Not applicable.

     

Item 7.

  

Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company:

 

Not applicable.

Item 8.

  

Identification and Classification of Members of the Group:

 

Not applicable.

     

Item 9.

  

Notice of Dissolution of Group:

 

Not applicable.

     

Item 10.

  

Certification:

 

By signing below, each of the undersigned certify that, to the best of the undersigned’s knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

     


CUSIP No. 835438409

   13G/A    Page 7 of 8

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 7, 2008

 

MERCURY REAL ESTATE ADVISORS LLC

/s/ Malcolm F. MacLean IV

Malcolm F. MacLean IV, Managing Member

/s/ David R. Jarvis

David R. Jarvis, an individual

/s/ Malcolm F. MacLean IV

Malcolm F. MacLean IV, an individual


CUSIP No. 835438409

   13G/A    Page 8 of 8

 

EXHIBIT INDEX

Exhibit 1.         Joint Filing Agreement as required by Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended.*

 

* Filed with the Schedule 13G on February 20, 2007.

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